Filed under: Uncategorized | Tags: Afghanistan, Bales, FINRA, fraud, Liebschner
Gary Liebschner told WCPO TV, the ABC affiliate in Cincinnati, that Bales pocketed their money after they asked him to sell some stock to cover medical bills. Bales never paid the money and the couple could never find him, Liebschner said.
Bales worked in the financial services industry in Ohio from 1996 to 2000, according to FINRA records. An arbitrator found that Bales “engaged in fraud, breach of fiduciary duty, churning, unauthorized trading and unsuitable investments,” according to a report on the FINRA website.
via Bales Defrauded Ohio Couple Who Say He Owes $1.3 Million – Bloomberg.
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